In February 2021, the First Trust AlphaDEX™ U.S. Financial Sector Index ETF (the "First Trust ETF") changed its investment objectives to seek to replicate, to the extent possible, the performance of an index of U.S. listed companies designed to track the performance of clean energy companies engaged in manufacturing, development, distribution and installation of clean‐energy technologies including, but not limited to, solar photovoltaics, wind power, advanced batteries, fuel cells, and electric vehicles, initially the NASDAQ® Clean Edge® Green Energy Index^SM. In connection with the change of investment objectives, the name of the First Trust ETF changed to First Trust NASDAQ® Clean Edge® Green Energy ETF. The First Trust ETF provides exposure to its new index by investing all or substantially all of its assets in an underlying U.S. index fund known as First Trust NASDAQ® Clean Edge® Green Energy Index Fund, which is managed by the First Trust ETF's portfolio advisor. The effective date of change is February 17, 2021.